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Robert Frank Gollnick

Ubs Financial Services Inc.

Ponte Vedra Beach, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-12
  • FL RA
    APPROVED
    Since 2022-04-12

Branch Locations

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Francisco CA 03/2014 03/2022
Ubs Financial Services Inc. Ponte Vedra FL 04/2022 Present
Previous Registrations
  • 2022-01-31 → 2022-04-04
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 2014-03-21 → 2022-04-02
    Td Ameritrade, Inc.
    San Francisco, CA
  • 2021-01-07 → 2022-04-02
    Td Ameritrade Investment Management, Llc
    San Francisco, CA
  • 2014-03-21 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    San Francisco, CA
  • 2013-01-02 → 2013-11-06
    Eagle Strategies Llc
    San Francisco, CA
  • 2012-09-12 → 2012-10-05
    Principal Securities, Inc.
    San Jose, CA
  • 2010-10-15 → 2011-06-29
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
    Pennington, NJ
    Chandler, AZ
  • 2006-05-26 → 2009-01-07
    M.L. Stern & Co., Llc.
    San Francisco, CA
  • 2003-07-07 → 2004-07-07
    Charles Schwab & Co., Inc.
    Jacksonville, FL
  • 1992-09-10 → 2002-11-21
    Morgan Stanley Dw Inc.
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-14
S63 Uniform Securities Agent State Law Examination 1991-12-24
  • S66 Uniform Combined State Law Examination
    2010-10-14
  • S63 Uniform Securities Agent State Law Examination
    1991-12-24
Other Names
  • Robert Frank Gollnick
  • Robert Frank Gollnick
  • Robert F Gollnick
  • Robert Frank Gollnick

View on SEC IAPD

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PATRICK ALAN RILEY
LORI DENISE BAYLER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PONTE VEDRA BEACH, FL
SAWGRASS ASSET MANAGEMENT LLC · PONTE VEDRA BEACH, FL
CORAL REEF ADVISORS LLC · PONTE VEDRA BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Ponte Vedra Beach, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra Beach, FL
KESTRA ADVISORY SERVICES, LLC · Ponte Vedra Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PONTE VEDRA BEACH, FL
J.P. MORGAN SECURITIES LLC · Ponte Vedra Beach, FL

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