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Georgiana Andersen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Walnut Creek, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-12
CA RA APPROVED 2015-03-11
  • TX RA
    APPROVED_RES
    Since 2015-03-12
  • CA RA
    APPROVED
    Since 2015-03-11

Branch Locations

2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 02/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-15
S63 Uniform Securities Agent State Law Examination 1994-10-24
  • S65 Uniform Investment Adviser Law Examination
    2003-07-15
  • S63 Uniform Securities Agent State Law Examination
    1994-10-24
Other Names
  • Georgiana Hassan

View on SEC IAPD

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