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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 1993-10-22
TX RA APPROVED_RES 1992-07-20
  • OK RA
    APPROVED
    Since 1993-10-22
  • TX RA
    APPROVED_RES
    Since 1992-07-20

Branch Locations

6100 S Yale Ave, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 01/1989 Present
Bank Of America,N.A. Tulsa OK 06/2011 Present
Other Businesses

I*41167For profit or not for profit: For-Profit OrganizationName of outside business organization: FIRE ANT LLCInvestment related: YAddress of business:MAPLES, Florida 33107Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 6/17/2010Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: REAL ESTATE - Fireant is a 25 year approved history of two friends purchasing, improving, selling, and occasionally leasing, real estate. I*394603, Entity Type: Entity For Profit, Name of OBA: Fireant Ventures, LLC, Address: Tulsa, Oklahoma, 74132, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member","Owner"], Employee State Date: 06/17/2010, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Private Real Estate Investing, All responsibilities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-08
S63 Uniform Securities Agent State Law Examination 1989-03-29
  • S65 Uniform Investment Adviser Law Examination
    1993-10-08
  • S63 Uniform Securities Agent State Law Examination
    1989-03-29
Other Names
  • Matt Monger

View on SEC IAPD

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