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Wayne E Niles

Cetera Investment Advisers LLC

Dublin, OH

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-05-15
TX RA APPROVED 2022-05-06
  • OH RA
    APPROVED
    Since 2022-05-15
  • TX RA
    APPROVED
    Since 2022-05-06

Branch Locations

545 Metro Place South Suite 220, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Dublin OH 01/2015 03/2017
Mml Investors Services, Llc Dublin OH 03/2017 05/2022
Massmutual Life Insurance Company Dublin OH 07/2016 05/2022
Cetera Investment Services Ll St Cloud MN 05/2022 Present
Cetera Investment Advisers Llc Dublin OH 05/2022 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Dublin, OH
  • 03/2017 → 05/2022
    Mml Investors Services, Llc
    Dublin, OH
  • 07/2016 → 05/2022
    Massmutual Life Insurance Company
    Dublin, OH
  • 05/2022 → Present
    Cetera Investment Services Ll
    St Cloud, MN
  • 05/2022 → Present
    Cetera Investment Advisers Llc
    Dublin, OH
Previous Registrations
  • 2017-03-25 → 2022-05-13
    Mml Investors Services, Llc
    Dublin, OH
    Dublin, OH
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Dublin, OH
  • 2002-03-15 → 2015-01-02
    New England Securities
    Dublin, OH
    Arlington, OH
    Carey, OH
    Findlay, OH
    Findlay, OH
    Upper Sandusky, OH
    Harpster, OH
    Westerville, OH
    Marion, OH
    Marion, OH
    Columbus, OH
Other Businesses

1)SKAFCO, DBA FOR CETERA BUSINESS 2) MASS MUTUAL FIXED PRODUCTS FOR LEGACY BUSINESS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-04-30
  • S63 Uniform Securities Agent State Law Examination
    1990-04-30

View on SEC IAPD

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Other Investors

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Jacob Palmer Martin
Michael Klubnik
JESSICA ANNE Hultberg
Timothy Joseph Burkett
Abigail Rose
ANDREW PAUL KEELER
MARK D BEAVER

Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH
MORGAN STANLEY · Dublin, OH
BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH
VOYA FINANCIAL ADVISORS, INC. · Dublin, OH
GOLDEN RESERVE RETIREMENT, LLC · Dublin, OH

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