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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-22
  • TX RA
    APPROVED
    Since 2022-08-22

Branch Locations

434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States

New Braunfels, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Antonio TX 07/2014 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 08/2022
Wells Fargo Advisors Financial Network, Llc Tyler TX 08/2022 Present
Previous Registrations
Other Businesses

VERA NATURA LLC, INVT RELATED, NEW BRAUNFELS, TX, 100% OWNERSHIP, START DATE 8/22/2022, 160 HRS PER MONTH, 120 HRS DURING TRADING, FINET PRACTICE TRAVERSE TX LLC; INV RELATED; NEW BRAUNFELS, TX; 50% OWNERSHIP; START 06/18/2024; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; HOLDS REAL ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-10
S63 Uniform Securities Agent State Law Examination 1999-08-26
  • S65 Uniform Investment Adviser Law Examination
    1999-09-10
  • S63 Uniform Securities Agent State Law Examination
    1999-08-26
Designations
Other Names
  • Catherine Morrison
  • Catherine Ashley Marvin
  • Catherine A Morrison-Stokely
  • Catherine Ashley Morrison-Stokely
  • Catherine Ashley Morrison

View on SEC IAPD

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