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Sydney Sue Sutkus

Wells Fargo Clearing Services, LLC

Bellevue, WA

Monroe, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-12-13
  • WA RA
    APPROVED
    Since 2012-12-13

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Monroe, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Kirkland WA 12/2012 11/2016
Wells Fargo Clearing Services, Llc Kirkland WA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2012-12-19
    Morgan Stanley
    Seattle, WA
    Monroe, WA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Seattle, WA
  • 2003-11-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Seattle, WA
    Seattle, WA
  • 1998-12-29 → 2003-11-12
    Piper Sandler & Co.
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-10
S63 Uniform Securities Agent State Law Examination 1989-03-29
  • S65 Uniform Investment Adviser Law Examination
    1998-11-10
  • S63 Uniform Securities Agent State Law Examination
    1989-03-29

View on SEC IAPD

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