Thomas Martin Gasbarre

Current Employers

Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-03-22

PA RA
APPROVED

Since 2021-03-22

Branch Locations

Pottstown, PA • United States

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Exton	PA	01/2011	03/2021
Nations Financial Group, Inc	Chester Springs	PA	03/2021	Present

01/2011 → 03/2021

Wells Fargo Advisors Financial Network Llc

Exton, PA
03/2021 → Present

Nations Financial Group, Inc

Chester Springs, PA

Previous Registrations

2011-01-14 → 2021-03-23

Wells Fargo Advisors Financial Network, Llc

Exton, PA

Chester Springs, PA
2004-06-21 → 2005-01-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Exton, PA

Other Businesses

LIBERTY INVESTMENT MANAGEMENT. 46 HOLLY LANE POTTSTOWN, PA, 19465. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER. START DATE 10/14/2019. APPROX 40 HRS PER MONTH SPENT ON BUSINESS, 40 HRS DURING SECURITES TRADING HOURS. DUTIES ARE PRINCIPAL DUTIES /// LIBERTY INVESTMENT MANAGEMENT. 46 HOLLY LANE POTTSTOWN, PA, 19465. IS INVESTMENT RELATED. NATURE OF BUSINESS IS INSURANCE. POSITION IS AGENT. STARTED 10/15/2021. APPROX 4 HRS/MONTH SPENT ON BUSINESS, 1 HOUR /WEEK DURING SECURITY TRADING HOURS. DUTIES ARE SALES/SERVICE OF FIXED/LIFE INSURANCE PRODUCTS THROUGH NATIONWIDE AND HIGHLAND CAPITAL. /// RIDING HIGH RANCH, LLC . 7323 HWY 212 RED LODGE, MT 59068 . IS NOT INVESTMENT RELATED . NATURE OF BUSINESS IS RANCH. POSITION IS OWNER . STARTED 01/2026 . APPROX 6 HRS/MONTH SPENT ON BUSINESS . APPROX 0 HRS/MONTH DURING SECURITIY TRADING HOURS . DUTES ARE ADMIN. ///

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-03-01
S65	Uniform Investment Adviser Law Examination	2004-05-14
S63	Uniform Securities Agent State Law Examination	1989-04-06

S66 Uniform Combined State Law Examination

2011-03-01
S65 Uniform Investment Adviser Law Examination

2004-05-14
S63 Uniform Securities Agent State Law Examination

1989-04-06

View on SEC IAPD