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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-02-28
  • SC RA
    APPROVED
    Since 2024-02-28

Branch Locations

Mount Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware Investments Philadelphia PA 03/2012 08/2019
Principal Funds Distributor, Inc. Des Moines IA 09/2019 Present
Principal Asset Management Des Moines IA 10/2019 Present
  • 03/2012 → 08/2019
    Delaware Investments
    Philadelphia, PA
  • 09/2019 → Present
    Principal Funds Distributor, Inc.
    Des Moines, IA
  • 10/2019 → Present
    Des Moines, IA
Previous Registrations
  • 2012-03-20 → 2019-09-05
    Delaware Capital Management Advisers, Inc
    Philadelphia, PA
Other Businesses

1) Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, LLC and its affiliates. 2) Rental properties, not investment related, address Chatam, NJ, rental of single family properties, co-owner, start date 2003, 0 hours/month, 0/hours during trading hours, co-owner of three rental properties. 3) Investment Management Education Alliance - Co-Chair Distribution Intelligence Council. Organizes and sets agendas for meetings with peers in the asset management industry. Investment related. 200 Highland Ave. Suite 403 Needham, MA 02494. Effective 01/01/2025.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-19
S63 Uniform Securities Agent State Law Examination 1999-09-20
  • S65 Uniform Investment Adviser Law Examination
    2012-06-19
  • S63 Uniform Securities Agent State Law Examination
    1999-09-20
Other Names
  • Kenny Burd
  • Ken Burd

View on SEC IAPD

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