John Chistopher Emig

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-06-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Cetera Adviser Networks Llc	El Segundo	CA	07/2021	Present
Cetera Advisors Llc	Greenwood Village	CO	07/2021	Present
Cetera Investment Services Llc	St Cloud	MN	07/2021	Present
First Allied Securities Inc	San Diego	CA	07/2021	09/2022
Cc Services Inc	Bloomington	IL	07/2013	11/2020
Unemployed	Scottsdale	AZ	12/2020	07/2021
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

2022-12-15 → 2023-06-30

Cetera Wealth Services, Llc

El Segundo, CA

Scottsdale, AZ
2013-02-08 → 2013-04-08

Ascensus Financial Services, Llc.

Scottsdale, AZ

Cranbury, NJ
2010-05-20 → 2012-09-14

Lwi Financial Inc.

San Jose, CA
2009-04-09 → 2010-05-11

Tribeca Advisors, Llc

Mesa, AZ
2008-11-19 → 2009-11-09

Tribeca Financial, Llc

Mesa, AZ
2007-01-05 → 2008-09-26

Cambridge Investment Research Advisors, Inc.

Scottsdale, AZ
2006-02-27 → 2007-01-10

Zacks Investment Management, Inc.

Chicago, IL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-12-09
S63	Uniform Securities Agent State Law Examination	1989-02-14