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Current Employers
The Ameriflex Group

8475 W. Sunset Road, Suite 101, Las Vegas, NV 89113 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2021-02-03
  • NM RA
    APPROVED
    Since 2021-02-03

Branch Locations

5951 Jefferson Ct. Ne., Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Los Alamos National Laboratory Los Alamos NM 10/1992 Present
Kestra Financial Services, Inc Austin TX 04/2016 02/2021
Sagepoint Financial Albuquerque NM 02/2021 09/2023
The Ameriflex Group Albuquerque NM 02/2021 Present
Osaic Wealth, Inc. Albuquerque NM 09/2023 06/2025
Cambridge Investment Research, Inc. Fairfield IA 06/2025 Present
  • 10/1992 → Present
    Los Alamos National Laboratory
    Los Alamos, NM
  • 04/2016 → 02/2021
    Kestra Financial Services, Inc
    Austin, TX
  • 02/2021 → 09/2023
    Sagepoint Financial
    Albuquerque, NM
  • 02/2021 → Present
    Albuquerque, NM
  • 09/2023 → 06/2025
    Osaic Wealth, Inc.
    Albuquerque, NM
  • 06/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2016-04-20 → 2021-02-05
    Albuquerque, NM
  • 2007-11-15 → 2016-09-22
    Kestra Investment Services, Llc
    Albuquerque, NM
Other Businesses

1) CHARLES STEPHEN AND COMPANY, 5951 Jefferson St. NE, Suite D, Albuquerque NM 87109, 06/2025, Agent, DBA Name, INV REL, 20 HR/MO, 20 HR/MO TRADING. 2) JAMES JOHNSON, 5951 Jefferson St NE, Suite D, Albuquerque NM 87109, 06/2025, Agent, DBA Name, INV REL, 20 HR/MO, 20 HR/MO TRADING. 3) TAG, 8475 W Sunset Rd Suite 101, Las Vegas NV 89113, 06/2025, Agent, DBA Name, INV REL, 20 HR/MO, 20 HR/MO TRADING. 4) TECHSOURCE, LLC, 1475 Central Ave. Suite 250, Los Alamos NM 87544, United States, 10/21/2025, Board Member, Technology services, NIR, 3 HR/MO - 3 HR/MO TRADING 5) LOS ALAMOS NATIONAL LABORATORY - BENEFIT & INVESTMENT COMMITTEE, PO Box 1663, Los Alamos NM 87544 United States, 06/30/2025, Board Member, Volunteer, NIR, 3 HR/MO - 3 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-10
S63 Uniform Securities Agent State Law Examination 1989-03-30
  • S66 Uniform Combined State Law Examination
    2007-11-10
  • S63 Uniform Securities Agent State Law Examination
    1989-03-30
Other Names
  • Jay Johnson

View on SEC IAPD

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