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8475 W. Sunset Road, Suite 101, Las Vegas, NV 89113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-02-03 |
Branch Locations
5951 Jefferson Ct. Ne., Albuquerque, NM 87109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Los Alamos National Laboratory | Los Alamos | NM | 10/1992 | Present |
| Kestra Financial Services, Inc | Austin | TX | 04/2016 | 02/2021 |
| Sagepoint Financial | Albuquerque | NM | 02/2021 | 09/2023 |
| The Ameriflex Group | Albuquerque | NM | 02/2021 | Present |
| Osaic Wealth, Inc. | Albuquerque | NM | 09/2023 | 06/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | Present |
1) CHARLES STEPHEN AND COMPANY, 5951 Jefferson St. NE, Suite D, Albuquerque NM 87109, 06/2025, Agent, DBA Name, INV REL, 20 HR/MO, 20 HR/MO TRADING. 2) JAMES JOHNSON, 5951 Jefferson St NE, Suite D, Albuquerque NM 87109, 06/2025, Agent, DBA Name, INV REL, 20 HR/MO, 20 HR/MO TRADING. 3) TAG, 8475 W Sunset Rd Suite 101, Las Vegas NV 89113, 06/2025, Agent, DBA Name, INV REL, 20 HR/MO, 20 HR/MO TRADING. 4) TECHSOURCE, LLC, 1475 Central Ave. Suite 250, Los Alamos NM 87544, United States, 10/21/2025, Board Member, Technology services, NIR, 3 HR/MO - 3 HR/MO TRADING 5) LOS ALAMOS NATIONAL LABORATORY - BENEFIT & INVESTMENT COMMITTEE, PO Box 1663, Los Alamos NM 87544 United States, 06/30/2025, Board Member, Volunteer, NIR, 3 HR/MO - 3 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-30 |
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