Thomas Michael Compernolle

Current Employers

Employment History

• 11/2010 → 12/2016
  Ameriprise Financial Services Inc
  Independence, OH
• 12/2016 → Present
  Lpl Financial Llc
  Independence, OH
• 12/2016 → Present
  Private Advisor Group, Llc
  Independence, OH

Previous Registrations

• 2010-11-23 → 2016-12-12
  Ameriprise Financial Services, Llc
  Independence, OH
• 2009-10-07 → 2010-11-29
  Equitable Advisors, Llc
  Akron, OH
  Seven Hills, OH
  Akron, OH
• 2003-01-21 → 2009-10-12
  Signator Investors, Inc.
  Broadview Heights, OH
  Independence, OH

Other Businesses

1) 12/8/16- Independence Financial Services, LLC-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 95% 2) 12/8/16- Non-Variable Insurance TRAILS ONLY- Agent- Inv. Related -at reported business location(s)- 1% 3) 1/30/2017 - Private Advisor Group - DBA: (Hybrid) Independence Financial Services LLC - Investment Related - At Reported Business Location(s) - Started 12/05/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 95% - I provide investment advisory services through Innovative Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/30/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 1/30/2017 - Private Advisor Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/05/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Innovative Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/30/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 10/15/2018 - Packard General Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/31/2018 - 1 Hour Per Month During Securities Trading - Medigap and health insurance. 6) 01/16/2026 - TLC Properties 614, LLC - Real Estate Rental - Investment Related - Seven Hills, OH - Start Date 01/09/2026 - 2 hours per month/ 1 hour during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-16
• S63 Uniform Securities Agent State Law Examination
  1995-04-03

Designations