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Daniel James Statz

Stifel, Nicolaus & Company, Incorporated

Waunakee, WI

Madison, WI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2002-08-16
  • WI RA
    APPROVED
    Since 2002-08-16

Branch Locations

Waunakee, WI • United States

2501 W Beltline Highway Suite 401, Madison, WI 53713 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Madison WI 08/2002 Present
  • 08/2002 → Present
    Stifel Nicolaus & Co Inc
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-23
S63 Uniform Securities Agent State Law Examination 1989-02-03
  • S66 Uniform Combined State Law Examination
    2001-02-23
  • S63 Uniform Securities Agent State Law Examination
    1989-02-03

View on SEC IAPD

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