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Conshohocken, PA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2001-04-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sharma Associates, Inc. | Conshohocken | PA | 04/2001 | Present |
| Kovack Securities Inc. | Conshohocken | PA | 10/2014 | 01/2017 |
| Mercap Securities, Llc | Paoli | PA | 01/2017 | 11/2020 |
| Himalayan Hope Charitable Foundation | Conshocken | PA | 01/2009 | Present |
| Innovation Partners Llc | Charlotte | NC | 10/2020 | Present |
1. SHARMA ASSOCIATES, INC. - 124 SCARLET DRIVE, CONSHOHOCKEN, PA, 19428; 100% OWNER & PRESIDENT SINCE 2001, REGISTERED INVESTMENT ADVISOR FIRM, 60 HRS/MONTH. 2. FIXED INSURANCE SALES - 124 SCARLET DRIVE, CONSHOHOCKEN, PA, 19428; FIXED LIFE INSURANCE SALES - TERM LIFE PRODUCTS; NON INVESTMENT RELATED; SALES REP; UNSOLICITED OR SOLICITED TERM LIFE INSURANCE; 10% OF TIME SPENT 3. HIMALAYAN HOPE CHARITABLE FOUNDATION, PUBLIC CHARITY, DIRECTOR, NO COMP, SINCE 2009, 35 TO 40/MONTH: 0 TRADING HOURS. NAME OF BUSINESS:HIMALAYAN HOPE CHARITABLE FOUNDATION, 124 SCARLET DRIVE, CONSHOHOCKEN, PA 610-828-5155. EMAIL:hanssharmacfp@gmail.com. THIS BUSINESS IS A CHARITABLE ORGANIZATION. NATURE OF BUSINESS:SUPPORTS EDUCATION. PROMOTION. IS THIS BUSINESS INVESTMENT RELATED:NO. TITLE:FOUNDER/PRESIDENT. DUTIES:ORGANIZATION/MARKETING. APPROX # OF HOURS MONTHLY DEVOTED TO THIS ACTIVITY:15 HOURS. # OF HOURS DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS:0. DATE STARTED:2009. FINANCIAL INTEREST IN THIS BUSINESS:NO. HOW COMPENSATED:NOT COMPENSATED/VOLUNTEER WORK.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-07-21 |
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