Paul P Ruane

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2025-02-10
NY	RA	APPROVED	2021-06-14
CT	RA	APPROVED	2016-09-06
MD	RA	APPROVED	2016-09-06
TX	RA	APPROVED_RES	2016-09-06

ME RA
APPROVED

Since 2025-02-10
NY RA
APPROVED

Since 2021-06-14
CT RA
APPROVED

Since 2016-09-06
MD RA
APPROVED

Since 2016-09-06
TX RA
APPROVED_RES

Since 2016-09-06

Branch Locations

Three Pickwick Plaza 4Th Floor, Greenwich, CT 06830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc.	New York	NY	03/2009	09/2016
Raymond James & Associates, Inc.	New York	NY	09/2016	09/2021
Raymond James & Associates, Inc.	Greenwich	CT	09/2021	Present

03/2009 → 09/2016

Deutsche Bank Securities Inc.

New York, NY
09/2016 → 09/2021

Raymond James & Associates, Inc.

New York, NY
09/2021 → Present

Raymond James & Associates, Inc.

Greenwich, CT

Previous Registrations

2009-12-10 → 2016-09-06

Deutsche Bank Securities Inc.

New York, NY

New York, NY
2008-02-26 → 2009-04-01

Ubs Financial Services Inc.

New York, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-05
S63	Uniform Securities Agent State Law Examination	1989-04-21

S66 Uniform Combined State Law Examination

2009-12-05
S63 Uniform Securities Agent State Law Examination

1989-04-21