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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-04-13
  • MD RA
    APPROVED
    Since 2017-04-13

Branch Locations

Bel Air, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 02/2011 Present
  • 02/2011 → Present
    T. Rowe Price
    Owings Mills, MD
Previous Registrations
  • 2009-03-02 → 2011-03-09
    Osaic Fa, Inc.
    Hunt Valley, MD
  • 2007-12-18 → 2008-11-04
    Clearbridge Investments
    Baltimore, MD
  • 2006-03-15 → 2007-12-18
    New York, NY
  • 2002-08-01 → 2005-12-02
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-03-18
S65 Uniform Investment Adviser Law Examination 2001-06-04
  • S63 Uniform Securities Agent State Law Examination
    2011-03-18
  • S65 Uniform Investment Adviser Law Examination
    2001-06-04
Designations

View on SEC IAPD

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