Anthony Leo Guerdet

Current Employers

Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-12-18

IL RA
APPROVED

Since 2025-12-18

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nuveen Investments, Llc	Chicago	IL	01/2007	Present
Nuveen Asset Management, Llc	Chicago	IL	09/2011	Present

01/2007 → Present

Nuveen Investments, Llc

Chicago, IL
09/2011 → Present

Nuveen Asset Management, Llc

Chicago, IL

Previous Registrations

2007-02-28 → 2011-09-01

Nuveen Fund Advisors, Llc

Chicago, IL
2006-09-20 → 2007-01-12

Fifth Third Securities, Inc.

Oak Lawn, IL

Oak Lawn, IL
2000-09-21 → 2006-09-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Schaumburg, IL

Schaumburg, IL

Other Businesses

RENT 80 ACRES OF FARMLAND; NOT INVESTMENT RELATED; BUSINESS IS REAL ESTATE; I'M THE OWNER; WILL NOT CONFLICT WITH MY DUTIES AT NUVEEN; APPROXIMATELY 1 HOUR MONTH; 3/2015 - 2/2016.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-14

S66 Uniform Combined State Law Examination

2000-09-14

Other Names

Tony Leo Guerdet

View on SEC IAPD

Current Employers

Nuveen Asset Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews