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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2009-03-06 |
| TX | RA | APPROVED | 2009-02-27 |
Branch Locations
600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States
Marietta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Atlanta | GA | 02/2009 | Present |
1) Estate of D. K., Atlanta GAUnited States-30309, Trust, client is deceased and will distribute assets per instructions of will, Executor, I will follow the instructions of the will, start date-9/13/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-24 |
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