Best Investors Account Sign in
Claim This Profile
Current Employers
Wellspring Planning Group Llc

200 Mansell Court East Suite 430, Roswell, GA 30076 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-12-07
  • GA RA
    APPROVED
    Since 2016-12-07

Branch Locations

200 Mansell Court East Suite 430, Roswell, GA 30076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group Inc Littleton CO 04/2016 06/2020
Wellspring Associates Roswell GA 04/2000 Present
Hightower Securities Llc Atlanta GA 07/2020 Present
Wellspring Planning Group Roswell GA 12/2016 Present
  • 04/2016 → 06/2020
    The Leaders Group Inc
    Littleton, CO
  • 04/2000 → Present
    Wellspring Associates
    Roswell, GA
  • 07/2020 → Present
    Hightower Securities Llc
    Atlanta, GA
  • 12/2016 → Present
    Wellspring Planning Group
    Roswell, GA
Previous Registrations
  • 2009-09-08 → 2014-12-31
    Atlanta, GA
  • 2007-02-02 → 2009-09-08
    Associated Securities Corp.
    Atlanta, GA
    Atlanta, GA
  • 2004-06-07 → 2007-01-31
    Associated Planners Investment Advisory Inc
    Atlanta, GA
  • 2003-01-30 → 2004-06-08
    Ws Griffith Securities, Inc.
    Atlanta, GA
Other Businesses

1.) WELLSPRING PLANNING GROUP LLC - 12/5/2016 - 200 Mansell Court East, Suite 430, Roswell, GA 30076 - Investment Advisor Representative, case design manager - analyze client documents and create visual representations, registered investment advisor, Not Invt Rel, 85 hrs/mo;85 hrs/mo (during trading hours). 2.) WELLSPRING ASSOCIATES - 6/10/2015 - 200 Mansell Court East, Suite 430, Atlanta, GA 30076 - Case Design Manager, life insurance audits and proposals, (dba for ILG First Meridian LLC-12/2004 & First Meridian Inc-4/2000), Not Invt Rel, 85 hrs/mo;85 hrs/mo (during trading hours). 3.) NOTARY - 8/14/2014 - Atlanta, GA - Notary, notarize documents for existing clients and company associates., notarize documents for existing clients and company associates, Not Invt Rel, .5 hrs/mo;.5 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-26
S65 Uniform Investment Adviser Law Examination 1995-08-11
  • S63 Uniform Securities Agent State Law Examination
    2000-09-26
  • S65 Uniform Investment Adviser Law Examination
    1995-08-11
Designations

View on SEC IAPD

More in Roswell, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor