Best Investors Account Sign in
Current Employers
Mha Financial Corp

55A E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-08
  • TX RA
    APPROVED
    Since 2019-01-08

Branch Locations

Houston, TX • United States

Physicians Investment Advisory Services Of Texas, Llc

1518 Antoine Dr, Houston, TX 77055 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-02
  • TX RA
    APPROVED
    Since 2015-10-02

Branch Locations

1518 Antoine Dr, Houston, TX 77055 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mha Financial Corp Westwood MA 10/2013 Present
Doctors Financial Services Llc Houston TX 07/2014 Present
Physicians Investment Advisory Services Of Texas Houston TX 09/2015 Present
Ymca Houston TX 04/2005 Present
Four Points Capital Partners Llc New York NY 01/2019 Present
Mha Financial Corp Westwood MA 10/2013 12/2018
  • 10/2013 → Present
    Westwood, MA
  • 07/2014 → Present
    Doctors Financial Services Llc
    Houston, TX
  • 09/2015 → Present
    Physicians Investment Advisory Services Of Texas
    Houston, TX
  • 04/2005 → Present
    Ymca
    Houston, TX
  • 01/2019 → Present
    Four Points Capital Partners Llc
    New York, NY
  • 10/2013 → 12/2018
    Westwood, MA
Previous Registrations
  • 2014-01-13 → 2018-12-31
    Westwood, MA
    New York, NY
    Houston, TX
    Westwood, MA
    Houston, TX
    Westwood, MA
  • 2013-06-20 → 2013-11-11
    Edi Investment Advisor Corporation
    Irving, TX
    Miami Lakes, FL
    Miami Lakes, FL
  • 2011-03-29 → 2013-03-22
    Schaumburg, IL
  • 2010-07-15 → 2011-06-08
    American Beacon Wealth Management, Inc.
    Eau Claire, WI
  • 2007-10-12 → 2007-12-31
    Precision Retirement Group, Inc
    Eau Claire, WI
  • 2006-07-18 → 2007-02-06
    Chippewa Falls, WI
Other Businesses

(1) PHYSICIANS INVESTMENT ADVISORY SERVICES OF TEXAS, HOUSTON, TX; INVESTMENT RELATED; STARTED 10/2015; OWNER; RIA, 401K PLAN SOLICITING FOR BLINKER CAPITAL; 5 HRS PER MONTH. (2) DOCTORS FINANCIAL SERVICES, HOUSTON, TX; INVESTMENT RELATED; STARTED 10/2015; OWNER; INSURANCE AGENCY, SALES OF LIFE, DISABILITY & HEALTH INSURANCE; 25 HOURS/WEEK DURING TRADING. (3) MHA FINANCIAL CORP., WESTWOOD, MA; INVESTMENT RELATED; STARTED 10/2013; RIA, INVESTMENT ADVISORY REP; 20 HOURS/WEEK DURING TRADING. (4) TROTTER YMCA, HOUSTON, TX; NOT INVESTMENT RELATED; STARTED 4/2014; SPIN INSTRUCTOR; 2 HOURS/WEEK. (5) FOUR POINTS INSURANCE AGENCY LLC, NEW YORK, NY; STARETD 1/2019; VARIABLE INSURANCE AND ANNUITY SALES; 1 HOUR/WEEK DURING TRADING (6) HST TAX ADVISORY GROUP LLC, HOUSTON, TX; START 08/2021; OWNER; TAX PLANNING; 5 HOURS/WEEK. (7) R SQUARED RETIREMENT LLLP, HOUSTON, TX; STARTED 10/2021; MANAGING PARTNER; TURNKEY INSURANCE PREMIUM FINANCE TRUST STRUCTURE; 2 HOURS/WEEK DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-17
S63 Uniform Securities Agent State Law Examination 1989-02-09
  • S65 Uniform Investment Adviser Law Examination
    2006-07-17
  • S63 Uniform Securities Agent State Law Examination
    1989-02-09
Designations
Other Names
  • Jim Hintz

View on SEC IAPD

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor