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55A E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-08 |
Branch Locations
1518 Antoine Dr, Houston, TX 77055 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-10-02 |
Branch Locations
1518 Antoine Dr, Houston, TX 77055 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mha Financial Corp | Westwood | MA | 10/2013 | Present |
| Doctors Financial Services Llc | Houston | TX | 07/2014 | Present |
| Physicians Investment Advisory Services Of Texas | Houston | TX | 09/2015 | Present |
| Ymca | Houston | TX | 04/2005 | Present |
| Four Points Capital Partners Llc | New York | NY | 01/2019 | Present |
| Mha Financial Corp | Westwood | MA | 10/2013 | 12/2018 |
(1) PHYSICIANS INVESTMENT ADVISORY SERVICES OF TEXAS, HOUSTON, TX; INVESTMENT RELATED; STARTED 10/2015; OWNER; RIA, 401K PLAN SOLICITING FOR BLINKER CAPITAL; 5 HRS PER MONTH. (2) DOCTORS FINANCIAL SERVICES, HOUSTON, TX; INVESTMENT RELATED; STARTED 10/2015; OWNER; INSURANCE AGENCY, SALES OF LIFE, DISABILITY & HEALTH INSURANCE; 25 HOURS/WEEK DURING TRADING. (3) MHA FINANCIAL CORP., WESTWOOD, MA; INVESTMENT RELATED; STARTED 10/2013; RIA, INVESTMENT ADVISORY REP; 20 HOURS/WEEK DURING TRADING. (4) TROTTER YMCA, HOUSTON, TX; NOT INVESTMENT RELATED; STARTED 4/2014; SPIN INSTRUCTOR; 2 HOURS/WEEK. (5) FOUR POINTS INSURANCE AGENCY LLC, NEW YORK, NY; STARETD 1/2019; VARIABLE INSURANCE AND ANNUITY SALES; 1 HOUR/WEEK DURING TRADING (6) HST TAX ADVISORY GROUP LLC, HOUSTON, TX; START 08/2021; OWNER; TAX PLANNING; 5 HOURS/WEEK. (7) R SQUARED RETIREMENT LLLP, HOUSTON, TX; STARTED 10/2021; MANAGING PARTNER; TURNKEY INSURANCE PREMIUM FINANCE TRUST STRUCTURE; 2 HOURS/WEEK DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-09 |
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