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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-03-18 |
Branch Locations
Promenade One 17802 Ih 10 W Suite 210, San Antonio, TX 78257 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Antonio | TX | 03/2009 | Present |
1) #GRIT LLC / 40 persimmon/ boerne / texas 78006/United States / LLC set up to own a currently approved outside business-Growth is Exponential / this LLC will own the currently active and UBS Approved business--Growth is Exponential/ Services (Business, Professional, Support) / Investment in business? Yes, 49%/ Authority to make investmnet decisions? Yes / Partner / Start Date 1/4/2021 2)100 Who Make it Better, kendalltx United States- 78006, Charity, a 501C3 charity/foundation that will raise funds and distribute funds to approved organizations that support foster children, domestic abuse, and homeless, Executive director, create awareness of the charity, recruit members up to 100, manage the funds--assist with choosing where to distribute the funds, start date- 10/1/2024. 3) growth is exponential, "Leadership coaching Personal Development coaching Self Improvement coaching Brand and Marketing Management coaching""brand management, one on one coaching and consulting with paying customers, leadership development, start date-9/1/2020, BoerneUnited States-78006 4) Step 1ne LLC, at this the LLC is dormant, but will primarily exist to serve non profit charities seeking resources, leadership training and coaching upon request provide self development coaching and leadership skils, start date-1/5/2024, BoerneUnited States-78006. 5) Mach Solus LLC,txUnited States,LLC in the state of texasServices (Business, Professional, Support),concierge networking in the super car community,Advisor or advisory group member if advice given may influence an officer/board"admin networking advisory", Start date -3/2/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-07 |
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