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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-02-19
TX RA APPROVED 2022-09-28
MD RA APPROVED 2022-08-31
  • DE RA
    APPROVED
    Since 2026-02-19
  • TX RA
    APPROVED
    Since 2022-09-28
  • MD RA
    APPROVED
    Since 2022-08-31

Branch Locations

Selbyville, DE • United States

226 Schilling Cir Ste 270, Hunt Valley, MD 21031 • United States

Ocean City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Towson MD 08/2012 11/2016
Wells Fargo Clearing Services, Llc Towson MD 11/2016 08/2022
Raymond James & Associates, Inc. Hunt Valley MD 08/2022 Present
Previous Registrations
  • 2012-08-30 → 2022-09-07
    Hunt Valley, MD
    Hunt Valley, MD
    Hunt Valley, MD
    Hunt Valley, MD
  • 2009-06-01 → 2012-09-21
    Hunt Valley, MD
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Hunt Valley, MD
  • 2003-08-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lutherville, MD
    Lutherville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-06
  • S66 Uniform Combined State Law Examination
    2003-08-06

View on SEC IAPD

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