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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-02-13 |
Branch Locations
1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States
Morganville, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 04/2018 | 07/2019 |
| Finra | Ny | NY | 04/2011 | 12/2017 |
| Unemployed | Morganvill | NJ | 01/2018 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 07/2019 | Present |
I* 470581 For profit or not for profit: Name of outside business organization: FINRA Investment related: no Address of business: New York, NY Nature of business: Business or Industry Organization Position, title, association: Committee Start date of relationship: 01/01/2024 Number of hours devoted: 16 yearly Number of hours devoted during trading hours: 16 Duties: CE Content Committeewrite and review CE regulatory content
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-09 |
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