Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-31
IN RA APPROVED 2024-07-29
  • TX RA
    APPROVED_RES
    Since 2024-07-31
  • IN RA
    APPROVED
    Since 2024-07-29

Branch Locations

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Carmel IN 01/2015 07/2024
Wells Fargo Clearing Services, Llc Indianapolis IN 07/2024 Present
Previous Registrations
  • 2015-01-08 → 2024-08-02
    Noblesville, IN
    Fishers, IN
    Westfield, IN
    Indianapolis, IN
    Indianapolis, IN
    Carmel, IN
    Carmel, IN
    Indianapolis, IN
    New Palestine, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenfield, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Carmel, IN
    Indianapolis, IN
  • 2009-11-13 → 2015-01-08
    Greenwood, IN
    Indianapolis, IN
    Columbus, IN
    Nashville, IN
    Columbus, IN
    Columbus, IN
    Shelbyville, IN
    Shelbyville, IN
    Greencastle, IN
    Batesville, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenfield, IN
    Nashville, IN
    Greeencastle, IN
    Columbus, IN
    Indianapolis, IN
    Indianapolis, IN
    Mccordsville, IN
    Indianapolis, IN
  • 2007-02-01 → 2009-11-13
    Natcity Investments, Inc.
    Columbus, IN
  • 2006-07-26 → 2007-02-06
    Carmel, IN
Other Businesses

WRIEL HOLDINGS LLC; INV. RELATED; INDIANAPOLIS, IN; CO-OWNER; LLC HOLDS ANOTHER LLC; START DATE 2/12/2019; 5 HOURS PER MONTH; 0 HOURS DURING TRADING. GENESIS RENTAL PROPERTIES LLC; INV. RELATED; INDIANAPOLIS, IN; CO-OWNER; LLC OWNS RENTAL PROPERTIES; START DATE 2/12/2019; 5 HOURS PER MONTH; 0 HOURS DURING TRADING. RENTAL PROPERTY; INV RELATED; BEECH GROVE; IN; 52% OWNERSHIP WITH SPOUSE; START 02/04/2019; 10 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED; INDIANAPOLIS IN; 52% OWNERSHIP WITH SPOUSE; START 01/1/2020; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED; GREENWOOD IN; 52% OWNERSHIP WITH SPOUSE; START 01/1/2020; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED; INDIANAPOLIS IN; 52% OWNERSHIP WITH SPOUSE; START 01/1/2020; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED; INGALLS IN; 52% OWNERSHIP WITH SPOUSE; START 01/1/2020; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-22
S63 Uniform Securities Agent State Law Examination 1999-07-16
  • S66 Uniform Combined State Law Examination
    2006-06-22
  • S63 Uniform Securities Agent State Law Examination
    1999-07-16

View on SEC IAPD

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor