Karnail Singh Kooner

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-11-06

VA RA
APPROVED

Since 2023-11-06

Branch Locations

Chantilly, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	12/2003	Present
Lpl Financial Llc	Waverly	IA	11/2023	Present

12/2003 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
11/2023 → Present

Lpl Financial Llc

Waverly, IA

Previous Registrations

2012-10-12 → 2023-10-20

Trustage Investment Management

Madison, WI

Chantilly, VA
2004-01-13 → 2012-10-10

Cuna Brokerage Services, Inc.

Madison, WI

Brown Summit, NC

Greensboro, NC

Centreville, VA

Chantilly, VA

Madison, WI
2002-07-22 → 2002-12-19

Voya Financial Partners, Llc

Washington, DC

Other Businesses

1)11/03/2023 - Cuna Mutual Group Executive Benefit Solutions - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/03/2023 - Real Estate Rental - Inv Rel - Centerville, VA - Start: 07/2012 - 1 Hr/Mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-10
S63	Uniform Securities Agent State Law Examination	1990-01-19

S65 Uniform Investment Adviser Law Examination

1999-12-10
S63 Uniform Securities Agent State Law Examination

1990-01-19

Designations

View on SEC IAPD