James Dean Potter

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-08-29

TX RA
APPROVED_RES

Since 2008-08-29

Branch Locations

250 International Pkwy, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Heathrow	FL	12/1988	Present
Bank Of America, N.A.	Lake Mary	FL	07/2011	Present

12/1988 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Heathrow, FL
07/2011 → Present

Bank Of America, N.A.

Lake Mary, FL

Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY HERON COVE 3.INVESTMENT RELATED: 4.ADDRESS OF BUSINESS: LAKE MARY, FLORIDA 32746 5.NATURE OF BUSINESS: 7.FIDUCIARY ROLE: 8.FIDUCIARY ROLE FOR FAMILY?: , 9.FIDUCIARY DETAILS: 10.POSITION, TITLE, ASSOCIATION: OWNER, 11.POSITION DUTIES: RENTAL PROPERTY OWNER 12.START DATE OF RELATIONSHIP: 9/1/2010 13.NUMBER OF HOURS DEVOTED: 1 MONTHLY 14. NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-25
S63	Uniform Securities Agent State Law Examination	1989-02-28

S65 Uniform Investment Adviser Law Examination

1994-10-25
S63 Uniform Securities Agent State Law Examination

1989-02-28