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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-18 |
| CA | RA | APPROVED | 2018-06-14 |
Branch Locations
3775 Via Nona Marie Pbig - Carmel Private Wealth Ctr, Carmel, CA 93922 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gold'S Gym | Salinas | CA | 02/2009 | Present |
| In Shape Health Clubs | Monterey | CA | 07/2010 | Present |
| Ubs Financial Services Inc | Carmel | CA | 11/2013 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carmel | CA | 06/2018 | Present |
1)GOLD'S GYM: NON-INVESTMENT RELATED SALINAS, CA HEALTH AND FITNESS, GROUP FITNESS INSTRUCTOR Start date: 02/2009, 8 hours per month during non-trading hours 2) IN SHAPE HEALTH CLUBS / HEALTH AND FITNESS / SALINAS, CA / GROUP FITNESS INSTRUCTOR / START DATE 07/02/2010/ WILL THE ACTIVITY/BUSINESS INVOLVE SECURITIES TRADING, INVESTMENT, OR ADVICE? NO / 13 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-19 |
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