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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-07-15 |
| TX | RA | APPROVED_RES | 2009-10-05 |
Branch Locations
901 3Rd Avenue South, Minneapolis, MN 55402 • UNITED STATES
16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States
Cave Creek, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scottsdale | AZ | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Scottsdale | AZ | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 03/2020 | Present |
Board of Directors; N Phoenix Lions Club; 1st Vice President of the Phoenix Lions Club; 611 W Glenn Dr, , Phoenix, AZ, 85021; Not Investment-Related; 03/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-01 |
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