Robert Anthony Santoriello

Current Employers

Employment History

• 01/2009 → 06/2024
  Securities America, Inc.
  Folsom, CA
• 01/2009 → 06/2024
  Securities America Advisors, Inc.
  Folsom, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Carlsbad, CA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2022-03-15 → 2024-11-08
  Arbor Point Advisors
  Folsom, CA
• 2009-01-23 → 2024-06-14
  Securities America Advisors, Inc.
  Folsom, CA
• 2006-06-26 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Folsom, CA
  Folsom, CA
  Folsom, CA
  Cincinnati, OH
• 1997-07-08 → 2006-01-25
  Charles Schwab & Co., Inc.
  Sacramento, CA

Other Businesses

1. IRON POINT FINANCIAL ADVISORS, INC. POSITION: President & CEO NATURE: Name change from Rios & associates to Iron Point Financial Advisors, Inc.Effective 1/1/2016. Note a DBA for Iron Point Financial Advisors,Inc. was entered on 11/18/2015. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2016 ADDRESS: 1110 Iron Point Rd Ste 160, Folsom CA 95630 DESCRIPTION: Financial Planning, Financial Management, OSJ Management, Insurance Sales 2. IRON POINT FINANCIAL ADVISORS POSITION: Insurance agent NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - Start Date: 8/01/08 - Located at 1140 South Tremont Street, Oceanside, CA 92054 - TIME SPENT: 10% - 3 DURING SECURITIES TRADING HOURS MAKING $1000 MONTH SELLING INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 50 START DATE: 08/01/2008 ADDRESS: 1110 iron point rd, ste 160, FOLSOM CA 95630-6307, United States DESCRIPTION: Insurance sales 3. IRON POINT FINANCIAL ADVISORS, INC. POSITION: President & CEO NATURE: Name change from Rios & associates to Iron Point Financial Advisors, Inc. Effective 1/1/2016. Note a DBA for Iron Point Financial Advisors, Inc. was entered on 11/18/2015. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2016 ADDRESS: 1140 South Tremont Street, Oceanside CA 92054, United States DESCRIPTION: Financial Planning, Financial Management, OSJ Management, Insurance Sales

Exams

• S66 Uniform Combined State Law Examination
  2008-03-13
• S63 Uniform Securities Agent State Law Examination
  1993-07-09