John Daniel Connolly

Current Employers

Atlantis Asset Management, Llc

New York, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-31

NY RA
APPROVED

Since 2021-08-31

Branch Locations

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Brooklyn	NY	07/2008	Present
Nylife Securities Llc	Brooklyn	NY	04/2009	Present
Atlantis Asset Management	New York	NY	01/2017	12/2018

07/2008 → Present

New York Life Insurance Company

Brooklyn, NY
04/2009 → Present

Nylife Securities Llc

Brooklyn, NY
01/2017 → 12/2018

Atlantis Asset Management

New York, NY

Previous Registrations

2017-05-04 → 2018-12-31

Atlantis Asset Management, Llc

New York, NY

Other Businesses

PROFESSIONAL GROUP PLANS 225 WIRELESS BLVD HAUPPAGUE, NY 11788 START DATE: 3/1999 NOT INVESTMENT RELATED HEALTH CARE INSURANCE ONLY I'M A BROKER FOR THEM. RECEIVE $2800.00 PER YEAR IN RENEWALS. MAYBE 1 HOUR PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-24
S63	Uniform Securities Agent State Law Examination	1989-05-23

S65 Uniform Investment Adviser Law Examination

2017-01-24
S63 Uniform Securities Agent State Law Examination

1989-05-23

Other Names

Daniel J Connolly
J Daniel Connolly
Dan Connonlly

View on SEC IAPD