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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-06 |
| FL | RA | APPROVED | 2023-08-01 |
| TX | RA | APPROVED_RES | 2020-01-27 |
| CA | RA | APPROVED | 2019-01-08 |
| DE | RA | APPROVED | 2019-01-08 |
| MD | RA | APPROVED | 2019-01-08 |
| VA | RA | APPROVED | 2019-01-08 |
| ME | RA | APPROVED | 2018-11-02 |
| NJ | RA | APPROVED | 2018-11-02 |
| PA | RA | APPROVED | 2018-11-02 |
Branch Locations
Bala Financial Group 208 Old Lancaster Road, Devon, PA 19333 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 12/1988 | Present |
| Osaic Wealth, Inc. | Devon | PA | 11/2018 | Present |
1. BALA FINANCIAL GROUP, INC. POSITION: Managing Partner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/1988 ADDRESS: 208 Old Lancaster Road, Devon PA 19333, United States DESCRIPTION: Sales and Marketing of Securities and Insurance products. 2. BALA FINANCIAL GROUP / Insurance Brokerage POSITION: Agent NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 12/01/1988 ADDRESS: 208 Old Lancaster Road, Devon PA 19333, United States DESCRIPTION: Sales/Marketing of fixed annuities, non variable insurance and health insurance. 3. BFG Properties, LLC POSITION: Owner; NATURE: LLC; INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 9/09/2002 ADDRESS: 208 Old Lancaster Road, Devon PA 19333, United States DESCRIPTION: Owner / Commercial Real Estate 5. PHILADELPHIA METRO PARTNERS POSITION: Partner NATURE: DBA for our partnership where we pay admin, statutory employees and brokers and all office expenses. basically works as a pass through entity for accounting purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 208 Old Lancaster Rd, 208 old lancaster road, Devon PA 19333, United States DESCRIPTION: This is a DBA where all revenue passes through to pay out expenses. Was set up while at John Hancock many years ago. Revenue use to go directly to this account but several years ago we were told that all revenue had go to an individual first. We do not use Philadelphia Metro Partners for any marketing, we do not sell through this entity. It is simply where all business expenses have been paid since 2002.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-30 |
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