James Mclaughlin Patrick

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2011-04-08
TX	RA	APPROVED	2011-04-08
NJ	RA	APPROVED	2011-04-07

CT RA
APPROVED

Since 2011-04-08
TX RA
APPROVED

Since 2011-04-08
NJ RA
APPROVED

Since 2011-04-07

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Purchase	NY	07/1993	Present
Morgan Stanley Smith Barney	Purchase	NY	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/1993 → Present

Citigroup Global Markets Inc.

Purchase, NY
06/2009 → Present

Morgan Stanley Smith Barney

Purchase, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

* 70205 - Representative Town Meeting (RTM); Investment related No; Darien, Connecticut; Government, Elected for Political Office, Member, Representative Town Meeting (proprietor, partner, officer, director, employee, trustee, agent); 05/1998; During business hours: 1; After business hours: 4; Administrative.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-06
S63	Uniform Securities Agent State Law Examination	1989-02-01

S66 Uniform Combined State Law Examination

2011-04-06
S63 Uniform Securities Agent State Law Examination

1989-02-01