Joel Douglas Gilley

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-08-19

PA RA
APPROVED

Since 2015-08-19

Branch Locations

Allentown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual	Allentown	PA	12/2014	Present
Mml Investors Services	Allentown	PA	06/2015	Present

12/2014 → Present

Massmutual

Allentown, PA
06/2015 → Present

Mml Investors Services

Allentown, PA

Previous Registrations

2010-08-13 → 2015-02-02

Northwestern Mutual Investment Services, Llc

Allentown, PA

Kng Of Prussia, PA

Allentown, PA

Allentown, PA

Other Businesses

(1) NAME: JOEL GILLEY, INV REL: Y ADDR: 1634 W. TURNER STREET ALLENTOWN, PA 18102 NATURE:LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION: AGENT, START:12/2014, NO HR/MO:15 NO HR/MO DUR TRADING:15. (2) NAME: PROMUS FINANCIAL, INV REL: Y ADDR: 1634 W. TURNER STREET ALLENTOWN, PA 18102 NATURE: CONSULTING BUSINESS, POSITION: OWNER, START:4/2006, NO HR/MO:68 NO HR/MO DUR TRADING:68. (3) NAME: SOUTH WHITEHALL CIVIC ALLIANCE INV REL: N ADD: RESIDENTIAL NATURE: COMMUNITY ENGAGEMENT TO FIGHT A PLANNED DATACENTER ACROSS FROM OUR HIGH SCHOOL POSITION: VICE PRESIDENT START DATE: 07/01/2026 No. HR/MO: 10. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: STRATEGY AND OVERSIGHT OF THE ORGANIZATION

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-11
S63	Uniform Securities Agent State Law Examination	1993-09-24

S66 Uniform Combined State Law Examination

2010-08-11
S63 Uniform Securities Agent State Law Examination

1993-09-24

View on SEC IAPD