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Cory Christopher Kraft

Adk Wealth Advisory Group

St. Louis, MO

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Current Employers
Adk Wealth Advisory Group

12935 North Outer Forty Road Suite 101, St. Louis, MO 63141 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-06-18
TX RA APPROVED 2015-06-17
  • MO RA
    APPROVED
    Since 2015-06-18
  • TX RA
    APPROVED
    Since 2015-06-17

Branch Locations

12935 North Outer Forty Road Suite 101, St. Louis, MO 63141 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Creve Coeur MO 02/1998 Present
Kraft, Davis And Associates, Llc (Dba:ADk Wealth Advisory Group) Creve Coeur MO 06/2015 Present
  • 02/1998 → Present
    Lpl Financial Llc
    Creve Coeur, MO
  • 06/2015 → Present
    Kraft, Davis And Associates, Llc (Dba:ADk Wealth Advisory Group)
    Creve Coeur, MO
Previous Registrations
  • 1999-10-21 → 2009-12-31
    Adk Wealth Advisory Group
    St. Louis, MO
Other Businesses

(1) 11/07/2012: BROWNSTONE LLC - Business Owner - NOT INV REL- AT REPORTED BUSINESS LOCATION(S) - BROWNSTONE LLC IS AN LLC THAT OWNS AN AIRPLANE. MR. KRAFT GENERATES NO INCOME FROM THIS ACTIVITY. - TIME SPENT 1% (2) 04/14/2014: ADK WEALTH ADVISORY GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) (3) 09/02/2014: KRAFT DAVIS & ASSOCIATE, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 01/01/2005 - 160 HR/MO ALL DURING SECS TRDG HRS (4) 07/09/2015: KRAFT, DAVIS AND ASSOCIATES, LLC - DBA: (HYBRID) ADK WEALTH ADVISORY GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - START 06/12/2015 - 120 Hours Per Month During Securities Trading. (5) 07/09/2015: KRAFT, DAVIS AND ASSOCIATES, LLC - Investment Related - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - START 06/12/2015 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Kraft, Davis and Associates, LLC, an independent investment advisor firm. I started this business activity in 06/2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-01-27
  • S63 Uniform Securities Agent State Law Examination
    1989-01-27
Designations

View on SEC IAPD

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