Best Investors Account Sign in
Current Employers
William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-02-05
MD RA APPROVED 2019-02-04
  • IL RA
    APPROVED
    Since 2019-02-05
  • MD RA
    APPROVED
    Since 2019-02-04

Branch Locations

150 North Riverside Plaza, Chicago, IL 60606 • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

100 International Drive Suite 19000, Baltimore, MD 21202 • United States

Laurel, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown Advisory Securities, Llc Baltimore MD 11/2002 01/2019
William Blair Chicago IL 01/2019 Present
  • 11/2002 → 01/2019
    Brown Advisory Securities, Llc
    Baltimore, MD
  • 01/2019 → Present
    Chicago, IL
Previous Registrations
  • 2009-01-02 → 2019-01-28
    Brown Advisory Securities, Llc
    Baltimore, MD
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-27
S63 Uniform Securities Agent State Law Examination 1996-05-31
  • S66 Uniform Combined State Law Examination
    2008-12-27
  • S63 Uniform Securities Agent State Law Examination
    1996-05-31
Other Names
  • Leslie Arlene Whye
  • Leslie Ashley

View on SEC IAPD

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor