Anthony Edward Cristiano

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-04-04
TX	RA	APPROVED	2023-03-30

NJ RA
APPROVED

Since 2023-04-04
TX RA
APPROVED

Since 2023-03-30

Branch Locations

650 From Road Suite 225, Paramus, NJ 07652-3517 • United States

Franklin Lakes, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	08/2013	03/2023
Rbc Capital Markets, Llc	Paramus	NJ	03/2023	Present

08/2013 → 03/2023

Ubs Financial Services Inc.

New York, NY
03/2023 → Present

Rbc Capital Markets, Llc

Paramus, NJ

Previous Registrations

2013-08-30 → 2023-04-10

Ubs Financial Services Inc.

New York, NY
2009-06-01 → 2013-09-06

Morgan Stanley

New York, NY

New York, NY
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

New York, NY
2002-07-15 → 2007-04-02

Morgan Stanley Dw Inc.

New York, NY

New York, NY

Other Businesses

JERSEY CITY MEDICAL CTR. FOUNDATION / GRAND STREET JERSEY CITY,NJ 07302 / FOUNDATION/ HEALTH CARE & PHARMACEUTICALS / FUNDRAISING ARM OF HOSPITAL / MEMBER OF BOARD OF DIRECTORS / / QUARTERLY MEETINGS AND ASSISTANCE WITH EVENTS / START DATE 4/1/2008

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-11
S63	Uniform Securities Agent State Law Examination	1991-05-20

S65 Uniform Investment Adviser Law Examination

2002-07-11
S63 Uniform Securities Agent State Law Examination

1991-05-20

Other Names

Tony Cristiano
Tony Edward Cristiano

View on SEC IAPD