Carl Richard Resnick

Flexible Plan Investments Ltd

Bloomfield Hills, MI

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Current Employers

Flexible Plan Investments Ltd

3883 Telegraph Rd Ste 100, Bloomfield Hills, MI 48302-1432 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2024-10-25
AR	RA	APPROVED	2024-10-24
IL	RA	APPROVED	2024-10-24
WA	RA	APPROVED	2024-10-24
MI	RA	APPROVED	2024-10-23
WV	RA	APPROVED	2024-10-23
KY	RA	APPROVED	2024-10-22
MO	RA	APPROVED	2024-10-22
PR	RA	APPROVED	2024-10-22
SC	RA	APPROVED	2024-10-22
VA	RA	APPROVED	2024-10-22
AK	RA	APPROVED	2024-10-21
CO	RA	APPROVED	2024-10-21
DE	RA	APPROVED	2024-10-21
HI	RA	APPROVED	2024-10-21
IA	RA	APPROVED	2024-10-21
MT	RA	APPROVED	2024-10-21
NH	RA	APPROVED	2024-10-21
NM	RA	APPROVED	2024-10-21
ND	RA	APPROVED	2024-10-21
OK	RA	APPROVED	2024-10-21
PA	RA	APPROVED	2024-10-21
RI	RA	APPROVED	2024-10-21
AL	RA	APPROVED	2024-10-18
CA	RA	APPROVED	2024-10-18
CT	RA	APPROVED	2024-10-18
ID	RA	APPROVED	2024-10-18
KS	RA	APPROVED	2024-10-18
MD	RA	APPROVED	2024-10-18
MN	RA	APPROVED	2024-10-18
MS	RA	APPROVED	2024-10-18
NE	RA	APPROVED	2024-10-18
NV	RA	APPROVED	2024-10-18
NC	RA	APPROVED	2024-10-18
OH	RA	APPROVED	2024-10-18
SD	RA	APPROVED	2024-10-18
TX	RA	APPROVED_RES	2024-10-18
UT	RA	APPROVED	2024-10-18
VT	RA	APPROVED	2024-10-18
WI	RA	APPROVED	2024-10-18
WY	RA	APPROVED	2024-10-18

OR RA
APPROVED

Since 2024-10-25
AR RA
APPROVED

Since 2024-10-24
IL RA
APPROVED

Since 2024-10-24
WA RA
APPROVED

Since 2024-10-24
MI RA
APPROVED

Since 2024-10-23
WV RA
APPROVED

Since 2024-10-23
KY RA
APPROVED

Since 2024-10-22
MO RA
APPROVED

Since 2024-10-22
PR RA
APPROVED

Since 2024-10-22
SC RA
APPROVED

Since 2024-10-22
VA RA
APPROVED

Since 2024-10-22
AK RA
APPROVED

Since 2024-10-21
CO RA
APPROVED

Since 2024-10-21
DE RA
APPROVED

Since 2024-10-21
HI RA
APPROVED

Since 2024-10-21
IA RA
APPROVED

Since 2024-10-21
MT RA
APPROVED

Since 2024-10-21
NH RA
APPROVED

Since 2024-10-21
NM RA
APPROVED

Since 2024-10-21
ND RA
APPROVED

Since 2024-10-21
OK RA
APPROVED

Since 2024-10-21
PA RA
APPROVED

Since 2024-10-21
RI RA
APPROVED

Since 2024-10-21
AL RA
APPROVED

Since 2024-10-18
CA RA
APPROVED

Since 2024-10-18
CT RA
APPROVED

Since 2024-10-18
ID RA
APPROVED

Since 2024-10-18
KS RA
APPROVED

Since 2024-10-18
MD RA
APPROVED

Since 2024-10-18
MN RA
APPROVED

Since 2024-10-18
MS RA
APPROVED

Since 2024-10-18
NE RA
APPROVED

Since 2024-10-18
NV RA
APPROVED

Since 2024-10-18
NC RA
APPROVED

Since 2024-10-18
OH RA
APPROVED

Since 2024-10-18
SD RA
APPROVED

Since 2024-10-18
TX RA
APPROVED_RES

Since 2024-10-18
UT RA
APPROVED

Since 2024-10-18
VT RA
APPROVED

Since 2024-10-18
WI RA
APPROVED

Since 2024-10-18
WY RA
APPROVED

Since 2024-10-18

Branch Locations

3883 Telegraph Rd Ste 100, Bloomfield Hills, MI 48302-1432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Padco Financial Services, Inc.	Rockville	MD	09/1998	Present
Guggenheim Funds Distributors, Llc	Rockville	MD	03/2014	Present
Flexible Plan Investments	Bloomfield Hills	MI	10/2024	Present
Ceros Financial Services	Rockville	MD	11/2024	Present

09/1998 → Present

Padco Financial Services, Inc.

Rockville, MD
03/2014 → Present

Guggenheim Funds Distributors, Llc

Rockville, MD
10/2024 → Present

Flexible Plan Investments

Bloomfield Hills, MI
11/2024 → Present

Ceros Financial Services

Rockville, MD

Previous Registrations

2010-10-26 → 2024-10-16

Guggenheim Investments

New York, NY

Rockville, MD

Gaithersburg, MD
2009-05-08 → 2010-10-28

Rydex Advisory Services, Llc

Rockville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-09-04
S63	Uniform Securities Agent State Law Examination	1993-10-27

S65 Uniform Investment Adviser Law Examination

2009-09-04
S63 Uniform Securities Agent State Law Examination

1993-10-27

View on SEC IAPD

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