Thomas Hall Thompson

Current Employers

Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2011-01-04
TX	RA	APPROVED	2002-06-11

NC RA
APPROVED

Since 2011-01-04
TX RA
APPROVED

Since 2002-06-11

Branch Locations

Arlington, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sws Financial Services	Dallas	TX	01/1992	Present

01/1992 → Present

Sws Financial Services

Dallas, TX

Other Businesses

St Marks Endowment Committee; NON-INVESTMENT RELATED, ARLINGTON, TX, RELIGIOUS ORG/NON-PROFIT, MEMBER OF ENDOWMENT COMMITTEE, 10/01/2016 START DATE, 4 HRS/MO NON-BUSINESS HRS, 4 HRS/MO TRADING HRS, MEMBER OF THE ENDOWMENT COMMITTEE, ALSO SERVE AS A BROKER FOR THE ACCOUNT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-21
S63	Uniform Securities Agent State Law Examination	1989-02-14

S65 Uniform Investment Adviser Law Examination

1998-08-21
S63 Uniform Securities Agent State Law Examination

1989-02-14

Designations

Other Names

Tommy Thompson
Tom Thompson

View on SEC IAPD