Shahrokh David Firouzan

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2004-10-12

PA RA
APPROVED

Since 2004-10-12

Branch Locations

Pittsburgh, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Pittsburgh	PA	12/1989	03/2020
Ameriprise Financial Services, Llc	Pittsburgh	PA	03/2020	Present

12/1989 → 03/2020

Ameriprise Financial Services, Inc.

Pittsburgh, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Pittsburgh, PA

Other Businesses

Real Estate Ownership; Condominium; 30 Charter Oaks Apt #1 Buffalo, NY 14228, ,; ; / Condominium; 175 Charter Oaks Apt #2 Buffalo, NY 14228, ,; ; / Condominium; 195 Charter Oaks Apt #4 Buffalo, NY 14228, ,; ; / Condominium; 215 Charter Oaks Apt #3 Buffalo, NY 14228, ,; ; .

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-06
S63	Uniform Securities Agent State Law Examination	1990-01-16

S66 Uniform Combined State Law Examination

2004-10-06
S63 Uniform Securities Agent State Law Examination

1990-01-16

Other Names

Kivan Arin
David S Firouzan
David Shahi Firouzan
David Shahi Firouzan
Shahi David Firouzan
Shahrokn David Firouzan

View on SEC IAPD