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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-09-26
GA RA APPROVED 2023-09-20
IL RA APPROVED 2023-06-02
MN RA APPROVED 2023-05-23
FL RA APPROVED 2023-04-19
SC RA APPROVED 2021-04-05
MD RA APPROVED 2020-08-11
VA RA APPROVED 2019-07-17
PA RA APPROVED 2019-07-02
TX RA APPROVED_RES 2013-02-26
NJ RA APPROVED 2009-10-28
NC RA APPROVED 2008-10-23
CA RA APPROVED 2008-10-07
DC RA APPROVED 1995-03-08
  • AZ RA
    APPROVED
    Since 2023-09-26
  • GA RA
    APPROVED
    Since 2023-09-20
  • IL RA
    APPROVED
    Since 2023-06-02
  • MN RA
    APPROVED
    Since 2023-05-23
  • FL RA
    APPROVED
    Since 2023-04-19
  • SC RA
    APPROVED
    Since 2021-04-05
  • MD RA
    APPROVED
    Since 2020-08-11
  • VA RA
    APPROVED
    Since 2019-07-17
  • PA RA
    APPROVED
    Since 2019-07-02
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • NJ RA
    APPROVED
    Since 2009-10-28
  • NC RA
    APPROVED
    Since 2008-10-23
  • CA RA
    APPROVED
    Since 2008-10-07
  • DC RA
    APPROVED
    Since 1995-03-08

Branch Locations

Myrtle Beach, SC • United States

1255 23Rd Street Nw Suite 810, Washington, DC 20037-1102 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Washington DC 02/1998 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-22
S63 Uniform Securities Agent State Law Examination 1989-04-07
  • S65 Uniform Investment Adviser Law Examination
    1999-01-22
  • S63 Uniform Securities Agent State Law Examination
    1989-04-07
Designations

View on SEC IAPD

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