Robert James Pullin

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-09-22

TX RA
APPROVED

Since 2006-09-22

Branch Locations

Burnet, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Burnet	TX	02/1980	Present
Principal Securities Inc	Burnet	TX	03/2016	Present

02/1980 → Present

Principal Life Insurance Company

Burnet, TX
03/2016 → Present

Principal Securities Inc

Burnet, TX

Other Businesses

***VARIOUS CARRIERS. 05/2004-PRESENT. SELLS GROUP MEDICAL FOR CARRIERS SUCH AS UNITED AND ASSURANT. **OUTSIDE INSURANCE, SALES OF FIXED LIFE, HEALTH, FIXED ANNUITIES, 9/23/11.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-09-21
S63	Uniform Securities Agent State Law Examination	1988-12-27

S65 Uniform Investment Adviser Law Examination

2006-09-21
S63 Uniform Securities Agent State Law Examination

1988-12-27