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William Solomon Kass

Stifel, Nicolaus & Company, Incorporated

New Orleans, LA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2014-10-20
TX RA APPROVED_RES 2014-09-23
  • LA RA
    APPROVED
    Since 2014-10-20
  • TX RA
    APPROVED_RES
    Since 2014-09-23

Branch Locations

639 Loyola Avenue Suite 200, New Orleans, LA 70113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc New Orleans LA 09/2014 Present
  • 09/2014 → Present
    Stifel Nicolaus & Co Inc
    New Orleans, LA
Previous Registrations
  • 2013-02-13 → 2014-10-03
    Raymond James & Associates, Inc.
    New Orleans, LA
    New Orleans, LA
  • 2005-01-10 → 2013-02-13
    Morgan Keegan & Company, Llc
    Chalmette, LA
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
Other Businesses

1."*M.B.H. MARINE,LLC*8016 BREAKWATER DRIVE NEW ORLEANS,LA  70124*INVESTMENT RELATED: NO*LLC ESTABLISHED FOR LIABILITIES REASONS FOR MY PERSONAL RECREATIONAL BOAT PER MY ATTORNEY'S RECOMENDATION.IT IS NOT USED FOR INCOME OR AS A BUSINESS  I DO NOT HAVE ANY OF THE COAST GUARD LICENSES REQUIRED FOR USE AS A BUSINESS OR TO TAKE PASSENGERS FOR HIRE.*OWNER/ PROPRIETOR/ PARTNER(INCLUDING LIMITED PARTNER)*AFFILIATION STARTED 11/1/2006*ONE HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-09-14
  • S63 Uniform Securities Agent State Law Examination
    1989-09-14
Other Names
  • William S Kass

View on SEC IAPD

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CHRISTINE CHAMPAGNE MONTZ
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Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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