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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-01-26 |
Branch Locations
5420 Lyndon B Johnson 2 Lincoln Centre # 1300, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 10/1987 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 11/1988 | Present |
| Northwestern Mutual Investment Services, | Milwaukee | WI | 09/1989 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1.-TRUSTEE FOR THE HARWARD CHILDREN'S 1999 TRUST. 2.-AGENT IS NOW A PLAINTIFF FOR A COMPANY THAT HE HAD SHARES HPL TECHNOLOGIES, STILL HOLDS THE SHARES 3. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 4. CHAIRMAN OF THE FINANCE COMMITTEE, BILL GLASS BEHIND THE WALLS, 1101 S. CEDAR RIDGE DR, DUNCANVILLE, , TEXAS, 75137, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 08/21/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAIRMAN OF THE FINANCE COMMITTEE - DUTIES INCLUDE: HELP WITH ANNUAL FUNDRAISING FOR THE DFW WEEKEND OF CHAMPIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-17 |
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