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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-05-08 |
| FL | RA | APPROVED | 2023-01-23 |
| NJ | RA | APPROVED | 2003-01-27 |
| TX | RA | APPROVED_RES | 2000-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills | NJ | 07/1994 | Present |
| Bank Of America,N.A. | Short Hills | NJ | 06/2011 | Present |
I*85231 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RIDER UNIVERSITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: 2083 LAWRENCEVILLE ROAD, LAWRENCEVILLE, NEW JERSEY 8648 NATURE OF BUSINESS: OTHER, UNIVERSITY POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/30/2015 NUMBER OF HOURS DEVOTED: 6 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FINANCE AND ADVISORY ECONOMICS ADVISORY BOARD - TO ASSIT THE DEPARTMENT IN REACCREDIDATION EFFORTS, SUGGEST NEW INITIATES, OBTAIN INFORMATION ON HOW GRADUATES ARE FARING IN THE JOB MARKET
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-30 |
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