Richard Clark Thomas

Current Employers

Signature Financial Services, Ltd

855 East Golf Road, Suite 2128, Arlington Heights, IL 60005 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-03-07
IL	RA	APPROVED	2001-03-19

IN RA
APPROVED

Since 2025-03-07
IL RA
APPROVED

Since 2001-03-19

Branch Locations

Noblesville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
East Central Fbfm	Tuscola	IL	10/1996	Present
First Heartland Capital, Inc.	Lake Saint Louis	MO	09/2001	Present
Signature Financial Services, Ltd	Arlington Heights	IL	09/1999	Present
Ag Resource Management	Avon	IN	04/2018	Present

10/1996 → Present

East Central Fbfm

Tuscola, IL
09/2001 → Present

First Heartland Capital, Inc.

Lake Saint Louis, MO
09/1999 → Present

Signature Financial Services, Ltd

Arlington Heights, IL
04/2018 → Present

Ag Resource Management

Avon, IN

Previous Registrations

2001-10-05 → 2003-12-09

East Central Farm Business Farm Management Association

Tuscola, IL

Other Businesses

SIGNATURE BROKERAGE SERVICES, LTD. Not investment related. INSURANCE BROKER. Traditional insurance products. Start 10/1/99. SIGNATURE FINANCIAL SERVICES, LTD. Investment related. INVESTMENT ADVISOR REP. Investment advisory services. Start 12/1/99. Agri Sompo North American. Not investment related. Crop Insurance. Start 1/1/12. Rental Houses. Not investment related. Start 8/12/15. Richard Thomas Tax. Not investment related. Tax preparation. Start 1/18/19.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-07
S63	Uniform Securities Agent State Law Examination	1994-12-15

S65 Uniform Investment Adviser Law Examination

1999-12-07
S63 Uniform Securities Agent State Law Examination

1994-12-15

View on SEC IAPD