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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-11 |
| MA | RA | APPROVED | 2023-05-15 |
| MD | RA | APPROVED | 2022-03-29 |
| TX | RA | APPROVED | 2022-03-29 |
Branch Locations
409 Washington Avenue Suite 815, Towson, MD 21204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lutherville Timonium | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lutherville Timonium | MD | 11/2016 | 03/2022 |
| Janney Montgomery Scott Llc | Towson | MD | 03/2022 | Present |
JK Baxter, LLC, Nantucket, MA. Owner (09/2021). Not investment related, not compensated, 4 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-28 |
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