John William Pavlinec

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2018-10-12
NJ	RA	APPROVED	2011-06-16
TX	RA	APPROVED_RES	2011-06-14

SC RA
APPROVED

Since 2018-10-12
NJ RA
APPROVED

Since 2011-06-16
TX RA
APPROVED_RES

Since 2011-06-14

Branch Locations

Folly Beach, SC • United States

941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Mt Pleasant	SC	06/2011	Present

06/2011 → Present

Ubs Financial Services Inc

Mt Pleasant, SC

Previous Registrations

2004-04-15 → 2011-06-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ

Mendham, NJ

Short Hills, NJ

Other Businesses

Mariners Cay Yacht & Racquet Club HOA / Mariners Cay DriveFolly Beach / CharlestonSCUnited States29439 / Condo Association HOA Board / Real Estate / Homeowners Association manages our development / Help make decisions on maintenance, improvements, social and budgets / Member of the HOA Board / Start Date: 2/1/2019

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-01-28
S63	Uniform Securities Agent State Law Examination	1993-12-23

S65 Uniform Investment Adviser Law Examination

1994-01-28
S63 Uniform Securities Agent State Law Examination

1993-12-23

Other Names

John Pavlinee

View on SEC IAPD