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300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2020-11-23 |
| PA | RA | APPROVED | 2013-11-22 |
Branch Locations
300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States
Drexel Hill, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apw Capital, Inc. (Formerly Camas) | Rockaway | NJ | 12/2008 | 01/2023 |
| Compass Ion Advisors, Llc | Conshohocken | PA | 12/2008 | Present |
| Keel Point | Huntsville | AL | 01/2023 | Present |
(1.) NAME OF OBA: ST. MARY MAGDALENE COMMUNITY; ADDRESS OF OBA: DREXEL HILL, PA 19026; NATURE: CHURCH COMMUNITY; INVESTMENT RELATED: NO; TITLE WITH OBA: TREASURER; DUTIES: COLLECT RECEIPTS, PAY BILLS, MAINTAIN BOOKS AND PROVIDE FINANCIAL REPORTS; START DATE: 08/2015; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: PAR-RECYCLE WORKS; ADDRESS OF OBA: PHILADELPHIA, PA 19144; NATURE: NOT FOR PROFIT ORGANIZATION PROVIDING EMPLOYMENT TO EX-OFFENDERS BY RECYCLING OBSOLETE ELECTRONICS; INVESTMENT RELATED: NO; TITLE WITH OBA: PRESIDENT / BOARD CHAIR; DUTIES: OVERSIGHT OF BOARD AND FUNDRAISING; START DATE: 11/26/2014; APPROX. NUMBER OF HOURS/MONTH: 10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: THE JAZZ SANTUARY; ADDRESS OF OBA: PHILADELPHIA, PA 19130; NATURE: NON-PROFIT MUSIC ORGANIZATION; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD MEMBER; DUTIES: ATTEND BOARD MEETINGS, PROVIDE ORGANIZATIONAL GUIDANCE; START DATE: 01/2018; APPROX. NUMBER OF HOURS/MONTH: 1-2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: MISSIONARY SISTERS OF THE HOLY ROSARY; ADDRESS OF OBA: BRYN MAWR, PA 19101; NATURE: INVESTMENT COMMITTEE; INVESTMENT RELATED: YES; TITLE WITH OBA: INVESTMENT COMMITTEE MEMBER; DUTIES: REVIEW AND EVALUATE ACTIVITIES OF THE INVESTMENT ADVISOR AND REVIEW THEIR RECOMMENDATIONS AND PROVIDE APPROVAL AS APPROPRIATE; START DATE: 03/01/2023; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-29 |
| S66 | Uniform Combined State Law Examination | 1999-02-16 |
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