Mike Barry

Current Employers

Employment History

• 06/1989 → 04/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 06/2011 → 04/2021
  Bank Of America,N.A.
  Walnut Creek, CA
• 04/2021 → Present
  Sanctuary Wealth
  Danville, CA

Previous Registrations

• 1997-07-08 → 2021-05-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
  Walnut Creek, CA

Other Businesses

1) For profit or not for profit: Non-Profit Organization Name of outside business organization: Carondelet High School Investment related: N Address of business: Concord, California 94518-3598 Nature of business: Other,Private Catholic High School Position, title, association: Trustee, Start date of relationship: 9/1/2017 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: School Board Trustees (Directors) 2) For profit or not for profit: Non-Profit Organization Name of outside business organization: Diablo Country Club Charitable Foundation Investment related: N Address of business: Diablo, California 94528 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 11/15/2006 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Raise money and pay grants to local charities that help children, single others and the elderly

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-03
• S63 Uniform Securities Agent State Law Examination
  1989-04-27

Other Names

• Mike Barry
• William Michael Barry
• W Michael Barry
• Mike Barry
• W M Barry
• Wm M Barry
• William M Barry
• Wm Barry