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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-04 |
| OH | RA | APPROVED | 2021-07-16 |
| WI | RA | APPROVED | 2021-07-15 |
Branch Locations
4215 Worth Ave Suite 200, Columbus, OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Dublin | OH | 10/2013 | 07/2021 |
| Ferris Financial, Llc | Dublin | OH | 10/2013 | 07/2021 |
| Eagle Strategies Llc | Columbus | OH | 03/2018 | 07/2021 |
| Robert W. Baird & Co. Incorporated | Columbus | OH | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-22 |
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