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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-05-21 |
| TX | RA | APPROVED_RES | 2018-05-20 |
| MN | RA | APPROVED | 2018-05-18 |
| WI | RA | APPROVED | 2018-05-18 |
Branch Locations
Minnestrista, MN • United States
7650 Edinborough Way Suite 300, Edina, MN 55435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | Minneapolis | MN | 02/2009 | 05/2018 |
| Morgan Stanley Smith Barney | Minneapolis | MN | 06/2009 | 05/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2018 |
| Robert W Baird & Co., Incorporated | Edina | MN | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-26 |
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